Second, it analyzes the commercial bank s advantages in operating securities, and as a new entrant, how commercial bank influences the stock underwriting market, what problems it may bring in.
本文首先回顾美国金融业从分业经营到混业经营模式的演变过程,分析了商业银行在经营证券业务方面的优势,以及商业银行作为新的进入者对证券承销市场的影响和可能带来的问题,最后得出对目前国内商业银行业务经营模式的若干启示。
On the Incentive Problems of Underwriting Activities by Commercial Banks;
本文讨论了商业银行从事证券承销业务可能引致的激励问题。
The enactment of the civil liability for the stock underauthors false statement in Article 63 of the Securities Law of our country, only has the declarative function, but no operability.
证券承销商虚假陈述行为在本质上是一种侵权行为 ,依法应承担侵权民事责任。
Securities sales business take the form of sale on a commission basis or exclusive sales.
证券承销业务采取代销或者包销方式。
No security company shall solicit business of underwriting by means of unfair competition.
证券公司不得以不正当竞争手段招揽证券承销业务。
Article38: Before underwriting Securities, a securities company shall submit its offer and underwriting plan to the CSRC.
第三十八条?券公司实施证券承销前，应当向中国证监会报送发行与承销方案。
The Research on Reputation Mechanism of Securities Underwriter: Formation,Cause of Reputation Missing and Improvement Methods;
证券承销商声誉机制:机理、缺失动因与路径
The Impact of Mixed Operation on the Stock Underwriting Market -- the case of America;
混业经营对证券承销市场的影响:美国的情况
Research on the Relationship between Chinese Securities Underwriters' Reputation and IPO Enterprises' Quality
我国证券承销商声誉与IPO企业质量关系探讨
A Positive Analysis on Relationship Between China Security Underwriter s Reputation and IPO firm s Quality;
我国证券承销商声誉与IPO企业质量关系的实证分析
On the Crimes of Illegal Consignment Securities in Securities Business;
试论证券市场中的非法承销证券犯罪
The underwriting syndicate shall be composed of the leading underwriting security company and participating underwriting security companies.
承销团应当由主承销和参与承销的证券公司组成。
The Efficiency of Securities Supervision, and Underwriters Reputation;
证券监管效率和承销商声誉——基于南方证券“麦科特事件”的案例研究
The Impact of Securities Underwriting on Security Analysts' Independence
证券公司承销业务对证券分析师独立性的影响分析
Until the relevant plan has been implemented, the lead underwriter may not underwrite the Securities offered by the listed company.
相关方案实施前，主承销商不得承销上市公司发行的证券。
Risk Management of Underwriting Stocks Business in Domestic Securities Company;
我国证券公司A股股票承销业务的风险管理研究
A Study of the Relationship between the Reputation of Securities Regulators and the Reputation of Underwriters;
证券监管者声誉和承销商声誉的关联性研究
Best Efforts Offering An underwriting in which a bank agrees to do its best to sell the company's securities to the public.
尽力代销银行同意尽力向公众出售公司有价证券的承销行为。
Article4: The CSRC regulates the offering and underwriting of Securities in accordance with the law.
第四条?国证监会依法对证券发行和承销行为进行监督管理。
Article21 Security companies should, pursuant to the provisions of laws and administrative regulations, sell issuers' securities for public issuance in society.
第二十一条证券公司应当依照法律、政法规的规定承销发行人向社会公开发行的证券。
Article22 An issuer of securities for public issuance has the right to choose independently an underwriting security company in accordance with law.
第二十二条公开发行证券的发行人有权依法自主选择承销的证券公司。