"Securities and Exchange Commission [SEC] [Taiwan, United States]"
证券管理委员会〔证管会〕〔台湾〕；证券交易委员会〔美国〕
The strips of paper have been subpoenaed by the Securities and Exchange Commission.
证券交易委员会也在索要这些碎纸。
The SEC has five commissioners who are appointed by the president.
证券交易委员会有５名委员，是由总统任命的。
Activities of account executives are overseen by the SEC and the NASD.
证券交易委员会和全美证券交易商协会监管经纪人的工作。
Such exemptions are subject to review by the SEC.
这类豁免要服从证券交易委员会的复查。
Both the Brady Commission and the SEC called for greater regulation.
布雷迪委员会和证券交易委员会均提出要加强管制。
A presidential commission was appointed to investigate the causes of the crash and both the commission and the SEC issued reports.
总统任命一个专门委员会来调查股市下跌的原因，这个委员会和证券交易委员会都提出了报告。
Securities and Exchange Commission( SEC) Administers statutes providing for the protection of investors against fraud and malpractice in the securities markets.
证券交易委员会为保护投资者利益免受证券市场的欺诈、正当交易等影响的管理机构。
The SEC regulates interstate market securities and enforces laws against unfair and illegal practices.
证券交易委员会调控州际市场上的证券交易，并且依法禁止不公正的非法活动。
Securities and Exchange Commission (SEC) Administers statutes providing for the protection of investors against fraud and malpractice in the securities markets.
证券交易委员会为保护投资者利益免受证券市场的欺诈、不正当交易等影响的管理机构。
A registered representative is someone who is licensed by the Securities and Exchange Commission and the New York Stock Exchange to act as an account executive (AE) for clients of brokerages.
注册代理人是证券交易委员会和纽约证券交易所授权为客户从事经纪业务的经纪人。
Two cases involving SEC "no-action letters" illustrate these difficulties.
两个涉及证券交易委员会的"不行动书"的案例说明了这些困难。
Sherman Grome drained off the assets of Equity Mortgage Management shares into his own pocket and the pockets of his friends.
谢尔曼·格罗姆使证券交易委员会的资金流进自己以及朋友的腰包。
"SEC Adopts Rules to Prohibit Improper Influence of Auditors." 13 June 2003.
证券交易委员会采用规范以禁止稽核的不适当影响〉2003年6月13日。
"SEC Issues Final Rules on Code of Ethics." 28 February 2003.
证券交易委员会最后所发出的道德规章〉2003年2月28日。
The SEC joined in faulting computerized trading and exchange specialists as well as citing a negative turn in investor psychology.
证券交易委员会同样指责电脑化交易和股票交易所的专家，还提到了投资者的逆反心理。
for example, no more than three of the five members of the SEC may be members of one political party.
例如，证券交易委员会的5个委员中，属于一个政党的成员不得超过3名。
Thus, the commissioners of the SEC serve for fixed terms of years, but they have no explicit statutory protection against summary removal from office.
因此，证券交易委员会的委员在指定年限内任职，可是没有明确的法定保障免受即决免职的处理。